Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Marie Turner is an investment advisor representative and financial professional with over 10 years of experience. Kate has held positions with AIG Capital Services, Inc. and PlanMember Securities Corporation before joining Capital Client Group, Inc. in 2019. Kate is licensed to provide investment advice in multiple states, including California, Idaho, Oregon, Texas and Washington. She is a highly experienced professional who is passionate about helping her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
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2
CA
05/31/2019 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
CA
05/27/2014 - 04/10/2017
AIG CAPITAL SERVICES, INC. (WOODLAND HILLS CA)
CA
11/10/2011 - 05/14/2014
PLANMEMBER SECURITIES CORPORATION (CARPINTERIA CA)
IA
Issued 06/11/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/10/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2012
Series 7 - General Securities Representative Examination
BC
Issued 11/09/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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