Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Marie Basurto is a financial professional with over 20 years of experience in the industry. Kate has a strong background in securities and investments, having held positions at both Invesco Distributors, Inc. and U.S. Global Brokerage, Inc. Kate's expertise includes a variety of financial products and services, and she is committed to providing her clients with personalized advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
11/08/2003 - Present
Invesco Distributors, Inc. (HOUSTON TX)
TX
04/22/2003 - 07/09/2003
U.S. GLOBAL BROKERAGE, INC. (SAN ANTONIO TX)
BC
Issued 05/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/08/2013
Series 24 - General Securities Principal Examination
BC
Issued 05/22/2007
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/2012
Series 7 - General Securities Representative Examination
BC
Issued 04/21/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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