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Kate Macarthur Lawson

Tiaa-Cref Individual & Institutional Services, LLC

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About Kate Macarthur Lawson

Kate MacArthur Lawson is a Registered Representative and Investment Advisor Representative with TIAA-CREF Individual & Institutional Services, LLC, a firm with a history of serving individuals, institutions, and retirement plans. Kate has over 9 years of experience in the financial services industry, holding past positions with Nuveen Securities, LLC, and MML Investors Services, LLC. Kate is licensed to conduct business in North Carolina, South Carolina, and Virginia. Her practice focuses on financial planning, investment management, and other services for individuals and businesses. Kate is committed to providing clients with personalized financial advice and guidance to help them achieve their goals.

Firm Information

Kate Lawson is currently registered with Tiaa-Cref Individual & Institutional Services, LLC. TIAA-Cref Individual & Institutional Services, LLC is a Limited Liability Company formed in 2004 and headquartered in New York, NY. The firm provides financial planning and portfolio management services for individuals, corporations, charitable organizations, and high-net-worth individuals. They also offer selection of other advisers and participate in wrap fee programs. TIAA-Cref manages over $32 billion in assets for approximately 73,602 clients across the United States.
Tiaa-Cref Individual & Institutional Services, LLC

730 THIRD AVENUE

NEW YORK, NY 10017-3206

$32.68B

Assets Under Management

31,192

Total Clients

2,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Compensation from affiliates

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Kate Lawson’s Registration & Firm History

NC

11/09/2023 - Present

Tiaa-Cref Individual & Institutional Services, LLC (Durham NC)

NC

10/16/2020 - 10/27/2023

NUVEEN SECURITIES, LLC (CHARLOTTE NC)

NC

09/09/2015 - 10/15/2020

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)

NC

12/18/2014 - 08/11/2015

MML INVESTORS SERVICES, LLC (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 07/30/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/18/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kate Macarthur Lawson.
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