Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Thorpe is a financial advisor with Third Lake Associates, LLC in Tampa, FL. Kate holds the Series 99TO and SIE exams. Kate has been working in the financial industry since August 7, 2020. Kate is not registered in any state but is registered with FINRA and the SEC. Previously, Kate was employed with Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
01/19/2024 - Present
Third Lake Associates, LLC (TAMPA FL)
FL
08/07/2020 - 12/31/2021
AMERIPRISE FINANCIAL SERVICES, LLC (Tampa FL)
BC
Issued 01/19/2024
Series 99TO - Operations Professional Examination
BC
Issued 10/30/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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