Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Sweetman is a financial advisor with LPL Financial LLC. Kate has been in the financial services industry since 2014 and has experience working with a variety of clients, including individuals, families, and businesses. She specializes in providing financial planning, investment management, and retirement planning services. Prior to joining LPL, Kate worked at Farmers Financial Solutions, LLC. Kate is registered with FINRA and the state of California. She holds the Series 6, SIE, and Series 63 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
02/16/2016 - Present
LPL Financial LLC (SAN DIEGO CA)
CA
02/27/2014 - 01/27/2016
FARMERS FINANCIAL SOLUTIONS, LLC (VALLEY CENTER CA)
BC
Issued 03/26/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/27/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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