Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Elizabeth Maier is a financial advisor registered with Wealth Enhancement Advisory Services, LLC. Kate has been in the financial industry since November 17, 2004, and has a Series 66, Series 7 and SIE license. Kate has experience working at both LPL FINANCIAL LLC and WELLS FARGO INVESTMENTS, LLC. Kate is a Certified Financial Planner and holds an Attorney-at-Law designation. Kate's firm is located in Plymouth, MN and offers a variety of financial services, including financial planning, pension consulting, educational seminars, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
MN
01/02/2014 - Present
Wealth Enhancement Advisory Services, LLC (PLYMOUTH MN)
MN
09/06/2007 - 12/12/2023
LPL FINANCIAL LLC (ARDEN HILLS MN)
CA
02/21/2002 - 12/08/2004
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 09/25/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/05/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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