Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Elizabeth Hurley is a financial advisor who has been in the industry since 2006. Kate is currently registered with Northwestern Mutual Investment Services, LLC and is located in Milwaukee, Wisconsin. Prior to this, Kate worked with Thrivent Investment Management Inc. from 2006 to 2007. Kate holds several licenses, including Series 66, Series 24, SIE, and Series 7. Kate also is active in the community as a dance and fitness instructor and is a Market Partner with Monat Global.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
WI
01/06/2024 - Present
Northwestern Mutual Investment Services, LLC (Milwaukee WI)
WI
07/27/2006 - 01/22/2007
THRIVENT INVESTMENT MANAGEMENT INC. (PEWAUKEE WI)
BOTH
Issued 08/16/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/23/2022
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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