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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Mastalerz is a registered investment advisor representative with Macquarie Investment Management Business Trust in Philadelphia, Pennsylvania. Kate has been in the financial services industry since 2013. Kate previously worked at Fred Alger & Company, Incorporated and Principal Funds Distributor, Inc. in New York. Kate is a Series 66, Series 7, and SIE exam holder. Kate specializes in investment advice for a variety of clients, including high-net-worth individuals, corporations, investment companies, pooled investment vehicles, and pension plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Structured product/securitization advice/transition management
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
PA
04/20/2020 - Present
MacQuarie Investment Management Business Trust (PHILADELPHIA PA)
IA
05/03/2019 - 02/25/2020
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
NY
12/10/2014 - 04/03/2019
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
NY
09/12/2013 - 12/11/2014
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
01/01/2013 - 08/09/2013
HFP CAPITAL MARKETS LLC (NEW YORK NY)
BOTH
Issued 01/17/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/31/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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