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Kate Ann D'alessandro

Prudential Investment Management Services LLC

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About Kate Ann D'alessandro

Kate D'alessandro is a Registered Representative with Prudential Investment Management Services LLC, a firm that is based in Newark, NJ. Kate D'alessandro has been in the industry since 2022 and holds Series 63, Series 7TO, and SIE licenses. Kate D'alessandro is registered in Georgia, New Jersey, and South Carolina.

Firm Information

Kate D'alessandro is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kate D'alessandro’s Registration & Firm History

NJ

08/30/2022 - Present

Prudential Investment Management Services LLC (NEWARK NJ)

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Licenses & Designations

BC

Issued 09/20/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/30/2022

Series 7TO - General Securities Representative Examination

BC

Issued 05/06/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kate Ann D'alessandro.
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