Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kate? Claim Your ProfileKate Bauernschmidt is a financial advisor with Stonex Financial Inc. Kate has been in the financial industry since 2009 and has a strong track record of success. Kate holds a variety of licenses, including Series 7, Series 24, and Series 63. Kate is registered with the Financial Industry Regulatory Authority (FINRA) and is also licensed in 16 states. Kate is committed to providing her clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
09/03/2009 - Present
Stonex Financial Inc. (WINTER PARK FL)
BC
Issued 09/25/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2021
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/26/2010
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/02/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
Not sure Kate Bauernschmidt is the right advisor for you? Invested Better is here to help.
