Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katarzyna? Claim Your ProfileKatarzyna Herdzik is a financial advisor at Northwestern Mutual Investment Services, LLC. Katarzyna is a registered representative in the state of New York, and holds the Series 7, Series 63, and SIE licenses. She has been in the financial services industry since 2012. Katarzyna has previously worked at SMITH ASSET MANAGEMENT, INC. and JOHN THOMAS FINANCIAL. Katarzyna's office is located at 4 ROSELL DR STE 100, BALLSTON LAKE, NY 12019.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
NY
11/18/2013 - Present
Northwestern Mutual Investment Services, LLC (BALLSTON LAKE NY)
NY
10/23/2012 - 12/31/2012
SMITH ASSET MANAGEMENT, INC. (NEW YORK NY)
NY
06/04/2012 - 09/20/2012
JOHN THOMAS FINANCIAL (NEW YORK NY)
BC
Issued 08/11/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Katarzyna Herdzik is the right advisor for you? Invested Better is here to help.
