Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katarina? Claim Your ProfileKatarina Stephan is a registered representative with Sanford C. Bernstein & CO., LLC, licensed in California. Katarina holds Series 63, 7TO and SIE licenses. Her firm offers financial services including portfolio management for pooled investment vehicles, and caters to individuals, high net worth individuals, insurance companies, charitable organizations, pension and profit sharing plans and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d, miscellaneous
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2
CA
08/06/2024 - Present
Sanford C. Bernstein & CO., LLC (SAN FRANCISCO CA)
BC
Issued 08/26/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/05/2024
Series 7TO - General Securities Representative Examination
BC
Issued 05/24/2024
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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