Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Katarina? Claim Your ProfileKatarina Stein is a financial advisor at Fidelity Personal And Workplace Advisors. Stein has been in the financial industry since 2007. Katarina holds Series 7, 9, 10, 66 and SIE licenses. Stein specializes in financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
10/08/2021 - Present
Fidelity Personal AND Workplace Advisors (ANNAPOLIS MD)
MD
09/24/2020 - 02/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SEVERNA PARK MD)
MD
08/29/2018 - 08/13/2020
AMERIPRISE FINANCIAL SERVICES, LLC (ANNAPOLIS MD)
MD
04/18/2018 - 08/16/2018
ALLSTATE FINANCIAL SERVICES, LLC (Annapolis MD)
MD
09/01/2015 - 04/13/2018
CHARLES SCHWAB & CO., INC. (Annapolis MD)
MD
01/02/2015 - 08/11/2015
CAPITAL ONE INVESTING, LLC (FREDERICK MD)
MD
04/24/2014 - 01/02/2015
CAPITAL ONE INVESTMENT SERVICES LLC (FREDERICK MD)
MD
04/22/2010 - 04/22/2014
WELLS FARGO ADVISORS, LLC (SEVERNA PARK MD)
MD
08/22/2008 - 03/19/2010
M&T SECURITIES, INC. (DEALE MD)
DC
07/03/2007 - 08/13/2008
PNC INVESTMENTS (WASHINGTON DC)
MD
06/02/2006 - 09/01/2006
AMERIPRISE FINANCIAL SERVICES, INC. (ANNAPOLIS MD)
BOTH
Issued 06/19/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/25/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/01/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Katarina Stein is the right advisor for you? Invested Better is here to help.
