Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kasuri? Claim Your ProfileKasuri D. Smith is a financial professional with over 20 years of experience in the industry. Kasuri D. Smith currently works at Citigroup Global Markets Inc. in the NEW YORK branch office. Kasuri D. Smith previously worked at CITICORP INVESTMENT SERVICES, CHASE INVESTMENT SERVICES CORP., and FIRST INVESTORS CORPORATION. Kasuri D. Smith holds licenses for Series 6, Series 7, Series 63, and SIE exams and has been registered in 24 states. Kasuri D. Smith is a well-rounded financial advisor providing services such as financial planning, portfolio management, publication of periodicals and other services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
05/29/2007 - Present
Citigroup Global Markets Inc. (NEW YORK NY)
NY
02/13/2004 - 05/29/2007
CITICORP INVESTMENT SERVICES (NEW YORK NY)
IL
08/01/2003 - 12/02/2003
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
NJ
03/07/2002 - 05/01/2003
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 04/15/2002
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/07/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/06/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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