Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kasthuri? Claim Your ProfileKasthuri Gopalan Rangan is a financial professional with over 20 years of experience in the financial services industry. Kasthuri Gopalan Rangan is currently registered with Goldman Sachs & Co. LLC and has previously been registered with firms such as BOFA SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, WACHOVIA CAPITAL MARKETS, LLC, WACHOVIA SECURITIES, LLC, RBC DAIN RAUSCHER INC., FLEETBOSTON ROBERTSON STEPHENS INC., BANCAMERICA ROBERTSON STEPHENS, and ROBERTSON, STEPHENS & COMPANY LLC. Kasthuri Gopalan Rangan holds FINRA Series 63, 7, 87 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
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2
CA
01/04/2021 - Present
Goldman Sachs & Co. LLC (SAN FRANCISCO CA)
CA
05/10/2019 - 12/21/2020
BOFA SECURITIES, INC. (SAN FRANCISCO CA)
CA
05/27/2005 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
NC
07/01/2003 - 04/19/2005
WACHOVIA CAPITAL MARKETS, LLC (CHARLOTTE NC)
MO
02/08/2002 - 07/01/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
04/10/2001 - 11/20/2001
RBC DAIN RAUSCHER INC. (NEW YORK NY)
CA
09/01/1998 - 06/14/2000
FLEETBOSTON ROBERTSON STEPHENS INC. (SAN FRANCISCO CA)
CA
10/01/1997 - 09/01/1998
BANCAMERICA ROBERTSON STEPHENS (SAN FRANCISCO CA)
CA
05/08/1997 - 10/01/1997
ROBERTSON, STEPHENS & COMPANY LLC (SAN FRANCISCO CA)
BC
Issued 12/29/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 05/06/1997
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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