Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kassim? Claim Your ProfileKassim Gaffar is a financial professional with over 15 years of experience in the financial services industry. Kassim is currently registered with Foreside Fund Services, LLC and holds licenses including Series 7, Series 24, and Series 66. Kassim has previously held positions at Nuveen Securities, LLC and Citigroup Global Markets Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
05/01/2014 - Present
Foreside Fund Services, LLC (Tampa FL)
CA
03/11/2009 - 04/26/2012
NUVEEN SECURITIES, LLC (LOS ANGELES CA)
NY
06/29/2005 - 03/29/2007
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
BOTH
Issued 08/29/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/03/2017
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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