Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kasi? Claim Your ProfileKasi K Darby is an Investment Advisor Representative at UBS Financial Services Inc. Kasi has been in the financial services industry since July 10, 2000 and is currently registered with UBS Financial Services Inc. in Tennessee and Texas. Previously, Kasi was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Kasi has passed the Series 66, Series 7 and SIE exams and is a registered investment advisor. Kasi has a specializations in all areas of the financial services industry, including retirement, investment planning, financial planning, and wealth management. Kasi has a strong track record of success in providing financial advice to individuals, families, and businesses. Kasi is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
TN
02/18/2022 - Present
UBS Financial Services Inc. (Greenfield TN)
TN
07/10/2000 - 02/22/2022
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (JACKSON TN)
BOTH
Issued 09/27/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/07/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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