Unclaimed
Kashif Zafar is a financial advisor with over 20 years of experience in the industry. Kashif is currently registered with Credit Agricole Securities (usa) Inc. and previously worked at Barclays Capital Inc., Credit Suisse First Boston LLC, and J.P. Morgan Securities Inc. Kashif holds the Series 7, 10, 9, 24, and 63 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/26/2018 - Present
Credit Agricole Securities (usa) Inc. (NEW YORK NY)
NY
08/05/2005 - 05/24/2018
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/02/2001 - 08/27/2004
CREDIT SUISSE FIRST BOSTON LLC (NEW YORK NY)
NY
10/24/1995 - 02/20/2001
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BC
Issued 03/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/19/2019
Series 24 - General Securities Principal Examination
BC
Issued 07/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/27/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/23/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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