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Kashif M Malik

Smbc Nikko Securities America, Inc.

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About Kashif M Malik

Kashif Malik is a registered representative with Smbc Nikko Securities America, Inc. Kashif has been in the securities industry since 2010 and holds Series 7, 63, 79, and SIE licenses. Kashif has extensive experience in the investment banking industry and is licensed in all 50 states. Previously, Kashif worked at Credit Suisse Securities (USA) LLC.

Firm Information

Kashif Malik is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kashif Malik’s Registration & Firm History

TX

09/30/2022 - Present

Smbc Nikko Securities America, Inc. (Houston TX)

TX

11/11/2010 - 09/02/2022

CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)

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Licenses & Designations

BC

Issued 11/22/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/07/2016

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/10/2010

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

N

NYSE Arca, Inc.

Disclosures

There are no public disclosures for Kashif M Malik.
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