Unclaimed
Kashif Malik is a registered representative with Smbc Nikko Securities America, Inc. Kashif has been in the securities industry since 2010 and holds Series 7, 63, 79, and SIE licenses. Kashif has extensive experience in the investment banking industry and is licensed in all 50 states. Previously, Kashif worked at Credit Suisse Securities (USA) LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
TX
09/30/2022 - Present
Smbc Nikko Securities America, Inc. (Houston TX)
TX
11/11/2010 - 09/02/2022
CREDIT SUISSE SECURITIES (USA) LLC (HOUSTON TX)
BC
Issued 11/22/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/07/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/10/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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