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Kasey Lynn Carswell

Cetera Investment Services LLC

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About Kasey Lynn Carswell

Kasey Carswell is a financial professional with Cetera Investment Services LLC. Kasey holds the Series 7TO and SIE licenses. Kasey has been in the financial industry for less than a year.

Firm Information

Kasey Carswell is currently registered with Cetera Investment Services LLC. Cetera Investment Services LLC is a Limited Liability Company formed on November 30, 2012, and approved to operate in 53 states and the District of Columbia. The firm has 1 approved SEC registration and 53 approved state registrations. Cetera Investment Services LLC has a history of regulatory events (11 reported) and arbitration disclosures (3 reported).

Not reported

Assets Under Management

Not reported

Total Clients

372

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Kasey Carswell’s Registration & Firm History

AL

04/08/2024 - Present

Cetera Investment Services LLC (HOOVER AL)

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Licenses & Designations

BC

Issued 04/08/2024

Series 7TO - General Securities Representative Examination

BC

Issued 06/21/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Kasey Lynn Carswell.
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