Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kasey? Claim Your ProfileKasey Leigh Welch is a financial advisor who has been active in the financial services industry since 2007. Kasey has passed several industry exams, including the Series 7, Series 63, Series 66, Series 52, Series 55, Series 57, Series 3, and the SIE exam. Kasey holds registrations in the states of Texas and California and currently works as a financial advisor at CHARLES SCHWAB & CO., INC.. Prior to joining Charles Schwab, Kasey worked at TD Ameritrade.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Wrap fee program sponsor and financial planning advisor referral program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Asset based fees for wrap pgrms & subsc pricing for fin planning
1
2
NY
01/23/2019 - Present
Charles Schwab & CO., Inc. (New York City NY)
TX
01/02/2015 - 11/19/2018
TD AMERITRADE CLEARING, INC. (Southlake TX)
TX
04/16/2010 - 11/19/2018
TD AMERITRADE, INC. (Southlake TX)
TX
10/06/2006 - 03/03/2010
TD AMERITRADE, INC. (FORT WORTH TX)
BOTH
Issued 2/22/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/13/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 4/24/2019
Series 53 - Municipal Securities Principal Examination
BC
Issued 5/6/2014
Series 24 - General Securities Principal Examination
BC
Issued 3/21/2013
Series 4 - Registered Options Principal Examination
BC
Issued 1/2/2023
Series 57TO - Securities Trader Exam
BC
Issued 1/2/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/29/2013
Series 3 - National Commodity Futures Examination
BC
Issued 12/18/2007
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/5/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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