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Kasey Bree Gartner

Northwestern Mutual Investment Services, LLC

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About Kasey Bree Gartner

Kasey Bree Gartner is an investment advisor representative at Northwestern Mutual Investment Services, LLC. Kasey has been in the financial services industry since 2004. Kasey is licensed to provide investment advice in Alabama, Arizona, Arkansas, California, Colorado, District of Columbia, Florida, Georgia, Illinois, Louisiana, Maryland, Mississippi, New Jersey, New York, North Carolina, Ohio, Pennsylvania, Tennessee, Texas, Utah, Virginia, Washington, and Wyoming. Kasey is a registered representative with FINRA and is also registered as an investment advisor representative with the state of Georgia. Kasey has earned the Series 63, Series 66, Series 7, and SIE licenses. Kasey can provide investment advice to a variety of client types including high-net-worth individuals, businesses, and charitable organizations. Kasey can provide other investment related services such as investment research and referrals to other advisors.

Firm Information

Kasey Gartner is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998. Headquartered in Milwaukee, Wisconsin, the firm provides investment research and referrals to other advisors. They are registered with the SEC and in all 50 states. The firm has over 2,000 licensed agents, investment advisor representatives, and registered representatives.
Northwestern Mutual Investment Services, LLC

720 EAST WISCONSIN AVENUE

MILWAUKEE, WI 53202-4797

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Kasey Gartner’s Registration & Firm History

GA

02/26/2013 - Present

Northwestern Mutual Investment Services, LLC (ATLANTA GA)

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Licenses & Designations

BOTH

Issued 04/03/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/16/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/07/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Kasey Bree Gartner. Review regulatory record here.
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