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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karyn? Claim Your ProfileKaryn Sue Laughrun is an investment advisor representative associated with UBS Financial Services Inc. Karyn Sue Laughrun is a registered investment advisor in North Carolina and is also registered in ten other states. Karyn Sue Laughrun has been in the industry since April 1995. Karyn Sue Laughrun has been with UBS Financial Services Inc. since April 2013. Karyn Sue Laughrun holds a Series 63, 65, 7, 9 and 10 license. Karyn Sue Laughrun specializes in investment advisory services, financial planning, portfolio management, and pension consulting. Karyn Sue Laughrun is also a notary public for North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NC
06/06/2017 - Present
UBS Financial Services Inc. (ASHEVILLE NC)
NC
01/02/2013 - 05/21/2013
BB&T SECURITIES, LLC (ASHEVILLE NC)
NC
11/07/2003 - 01/02/2013
SCOTT & STRINGFELLOW, LLC (ASHEVILLE NC)
MO
05/01/1995 - 11/14/2003
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IA
Issued 06/06/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/12/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/13/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/28/1995
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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