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Karyn Santora Obrien

Nomura Securities International, Inc.

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About Karyn Santora Obrien

Karyn Santora Obrien is a registered representative with Nomura Securities International, Inc. Karyn has been in the securities industry since 2012. Karyn has passed the Series 63, Series 7, Series 86, and Series 87 exams. Karyn has also passed the Securities Industry Essentials (SIE) Exam. Karyn is registered in 52 states and is also registered with FINRA. Karyn's previous employers include Instinet, LLC, AGS Specialists II, LLC, and AGS Specialists LLC. Karyn is located in New York, NY and is actively engaged in the securities industry.

Firm Information

Karyn Obrien is currently registered with Nomura Securities International, Inc.. Nomura Securities International, Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico. They offer research-related services and publish periodicals. Their clients include other investment advisors.
Nomura Securities International, Inc.

WORLD WIDE PLAZA

NEW YORK, NY 10019-7316

Not reported

Assets Under Management

1

Total Clients

78

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

research-related services

Research-related services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

other

Negotiated fees for research-related services

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Karyn Obrien’s Registration & Firm History

NY

06/30/2017 - Present

Nomura Securities International, Inc. (NEW YORK NY)

NY

11/14/2016 - 07/05/2017

INSTINET, LLC (NEW YORK NY)

NY

07/10/2014 - 11/14/2016

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

01/25/2007 - 05/02/2008

AGS SPECIALISTS II, LLC (NEW YORK NY)

NY

08/10/2006 - 02/08/2007

AGS SPECIALISTS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/24/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/27/2014

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 09/10/2014

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 07/10/2014

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Karyn Santora Obrien.
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