Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karyn? Claim Your ProfileKaryn Lynn Harris has been in the financial services industry since April 1999. Karyn is currently registered with Wells Fargo Clearing Services, LLC and works out of the Winston Salem, NC office. Prior to joining Wells Fargo Clearing Services, LLC, Karyn was employed by Merrill Lynch, Pierce, Fenner & Smith Incorporated. Karyn has passed the Series 7, Series 63, Series 65 and SIE exams. Karyn's registrations are active in 35 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
08/25/2016 - Present
Wells Fargo Clearing Services, LLC (WINSTON SALEM NC)
NC
12/17/2008 - 07/11/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WINSTON-SALEM NC)
MO
04/02/2002 - 12/19/2008
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NC
02/14/2000 - 04/09/2002
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NC
04/20/1999 - 02/14/2000
WACHOVIA BROKERAGE SERVICE (WINSTON SALEM NC)
IA
Issued 04/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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