Unclaimed
Karyn Dzurisin is a financial professional with over 25 years of experience in the industry. Karyn is currently a registered representative with Capital Client Group, Inc. and has held previous positions with H. Beck, Inc., Gunnallen Financial, Inc, SII Investments, Inc., and Washington Square Securities, Inc. Karyn has a broad range of experience and holds multiple licenses, including Series 6, 7TO, 24, 26 and SIE. Karyn is licensed in 47 states and the District of Columbia. Karyn specializes in recommending investment advisors for separately managed accounts.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Recommending affiliate as investment adviser of sma assets
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
As agreed upon in a manner that covers registrant's costs
1
2
CA
06/05/2012 - Present
Capital Client Group, Inc. (LOS ANGELES CA)
IN
08/29/2008 - 05/22/2012
H. BECK, INC. (INDIANAPOLIS IN)
IN
08/09/2006 - 09/10/2008
GUNNALLEN FINANCIAL, INC (INDIANAPOLIS IN)
IN
10/29/1998 - 08/09/2006
SII INVESTMENTS, INC. (INDIANAPOLIS IN)
CT
03/10/1997 - 10/28/1998
WASHINGTON SQUARE SECURITIES, INC. (WINDSOR CT)
BC
Issued 12/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/10/2022
Series 24 - General Securities Principal Examination
BC
Issued 03/17/2014
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 05/16/2022
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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