Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karyn? Claim Your ProfileKaryn Anne Lancaster is an active registered representative with LPL Financial LLC. Karyn has been in the securities industry since May 1999. Karyn is registered in Connecticut, South Carolina and Texas. Prior to joining LPL Financial LLC, Karyn has held positions with TOWER SQUARE SECURITIES, INC., RUNMONEY FINANCIAL SERVICES, INC., LOCKWOOD FINANCIAL SERVICES, INC., FIRST UNION SECURITIES, INC., FIRST UNION CAPITAL MARKETS CORP. and SMITH BARNEY INC. Karyn is a General Securities Principal and holds FINRA Series 7, 63, 66 and 24 licenses. Karyn Anne Lancaster is also a Registered Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CT
11/07/2019 - Present
LPL Financial LLC (WEST HARTFORD CT)
CA
03/14/2002 - 03/25/2004
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
WA
08/07/2001 - 01/10/2002
RUNMONEY FINANCIAL SERVICES, INC. (SPOKANE VALLEY WA)
PA
03/30/2000 - 06/30/2000
LOCKWOOD FINANCIAL SERVICES, INC. (MALVERN PA)
MO
10/01/1999 - 03/08/2000
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
03/04/1998 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
11/05/1997 - 03/03/1998
SMITH BARNEY INC. (NEW YORK NY)
BOTH
Issued 04/14/2000
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/09/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/25/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/04/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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