Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karyn? Claim Your ProfileKaryn A Dallas is a financial advisor with UBS Financial Services Inc. Karyn has been working in the financial industry since July 2000. Karyn holds a Series 7, Series 63 and SIE licenses, and is registered in 27 states. Karyn has experience working with individuals, businesses, and institutions, including high-net-worth individuals, corporations, charitable organizations, and pension and profit-sharing plans. Karyn previously worked at Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Karyn is committed to providing clients with comprehensive financial planning and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
08/11/2015 - Present
UBS Financial Services Inc. (BUFFALO NY)
NY
06/01/2009 - 08/20/2015
MORGAN STANLEY (BUFFALO NY)
NY
07/06/2000 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BUFFALO NY)
BC
Issued 09/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Karyn Dallas is the right advisor for you? Invested Better is here to help.
