Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kartikkumar? Claim Your ProfileKartikkumar Patel is a financial professional with over a decade of experience in the industry. Kartikkumar is currently registered with Prudential Annuities Distributors, Inc. in Shelton, Connecticut. Previously, Kartikkumar was associated with PRUCO SECURITIES, LLC. in Newark, New Jersey. Kartikkumar holds Series 6, 63, and 65 licenses, as well as the SIE exam. Kartikkumar is currently licensed in California, Florida, Ohio, and South Dakota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
07/13/2010 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
12/12/2018 - 04/07/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
IA
Issued 08/25/2018
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/17/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/12/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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