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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kartikeya? Claim Your ProfileKartikeya Bhatt is an investment advisor representative currently working at Wasatch Advisors LP in Salt Lake City, Utah. Kartikeya holds a Series 65 for IA and Series 63 for BC. Kartikeya has previously worked at firms such as J.P. MORGAN SECURITIES LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, BANC OF AMERICA SECURITIES LLC, MORGAN STANLEY & CO. INCORPORATED, and PIPER JAFFRAY & CO.. Kartikeya has a history of working in the financial industry since June 2010. Kartikeya Bhatt is currently registered in 51 states plus the District of Columbia for Broker-Dealer activities and is also registered in Utah as an Investment Advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide model portfolio data to clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
UT
12/11/2023 - Present
Wasatch Advisors LP (Salt Lake City UT)
NY
12/13/2016 - 09/13/2022
J.P. MORGAN SECURITIES LLC (New York NY)
NY
05/21/2010 - 02/25/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
08/28/2008 - 04/21/2009
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
06/11/2007 - 08/08/2008
MORGAN STANLEY & CO. INCORPORATED (NEW YORK NY)
NY
02/22/2007 - 04/17/2007
PIPER JAFFRAY & CO. (NEW YORK NY)
IA
Issued 12/09/2023
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/25/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/04/2008
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/19/2007
Series 86 - Research Analyst Exam - Part I Analysis Module
BC
Issued 02/21/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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