Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Kartik? Claim Your ProfileKartik Sudeep is a registered representative with Houlihan Lokey Capital, Inc. in New York, NY. Kartik has been in the financial industry since 2008 and has a wide range of experience in the investment banking sector. Kartik holds Series 7, 24, 63, 79TO, and SIE licenses and is currently registered in New York. Prior to joining Houlihan Lokey Capital, Kartik worked at Moelis & Company LLC, Jefferies LLC, Duff & Phelps Securities LLC, and Stanford Group Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
11/22/2023 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
07/20/2020 - 10/30/2023
MOELIS & COMPANY LLC (NEW YORK NY)
NY
08/18/2014 - 06/16/2020
JEFFERIES LLC (NEW YORK NY)
NY
09/25/2009 - 08/11/2014
DUFF & PHELPS SECURITIES LLC (NEW YORK NY)
NY
12/20/2007 - 03/24/2009
STANFORD GROUP COMPANY (NEW YORK NY)
BC
Issued 01/16/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/04/2023
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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