Unclaimed
Kartik Sattanathan Natarajan is a financial professional with over 25 years of experience in the securities industry. Kartik is currently registered with Barings Securities LLC and is licensed to provide investment advice in all 50 states. Kartik holds the Series 7, Series 7TO, and Series 63 licenses, along with the Securities Industry Essentials Examination (SIE). Kartik is a dedicated and experienced financial professional committed to providing clients with personalized investment advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/15/2024 - Present
Barings Securities LLC (CHARLOTTE NC)
NY
08/11/1998 - 08/18/1999
BEAR, STEARNS & CO. INC. (NEW YORK NY)
BC
Issued 04/11/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/15/2024
Series 7TO - General Securities Representative Examination
BC
Issued 02/14/2024
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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