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Karthik Ramanathan

Payden & Rygel Distributors

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About Karthik Ramanathan

Karthik Ramanathan is a financial professional with over 20 years of experience in the industry. He is currently registered with Payden & Rygel Distributors in Los Angeles, California. Previously, Karthik worked for Fidelity Investments Institutional Services Company, Inc. and Pyramis Distributors Corporation LLC. Karthik holds multiple securities licenses, including Series 3, 6, 7, 24, 62, and 63. Karthik is a dedicated financial professional committed to providing clients with personalized guidance and support.

Firm Information

Karthik Ramanathan is currently registered with Payden & Rygel Distributors. Payden & Rygel Distributors is a Corporation that was formed on February 13, 1992. They are registered in all 50 states, the District of Columbia, and Puerto Rico, as well as with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karthik Ramanathan’s Registration & Firm History

CA

03/08/2024 - Present

Payden & Rygel Distributors (LOS ANGELES CA)

NH

05/12/2016 - 11/12/2018

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MERRIMACK NH)

NH

09/16/2013 - 05/12/2016

PYRAMIS DISTRIBUTORS CORPORATION LLC (MERRIMACK NH)

NY

09/12/1994 - 04/25/2003

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/13/2024

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/24/2013

Series 24 - General Securities Principal Examination

BC

Issued 03/08/2024

SIE - Securities Industry Essentials Examination

BC

Issued 03/01/2024

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 09/16/2013

Series 7 - General Securities Representative Examination

BC

Issued 09/20/1997

Series 3 - National Commodity Futures Examination

BC

Issued 08/29/1994

Series 62 - Corporate Securities Limited Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karthik Ramanathan.
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