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Karsten Schmitz

PEI Global Partners LLC

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About Karsten Schmitz

Karsten Schmitz is a financial professional with over 12 years of experience in the industry. Karsten is currently registered with PEI Global Partners LLC in Tampa, Florida. Prior to joining PEI Global Partners LLC, Karsten was registered with ABN AMRO Securities (USA) LLC in New York, New York. Karsten holds the Series 63, SIE, and Series 79 licenses and has been registered in Florida, New York, and Tennessee.

Firm Information

Karsten Schmitz is currently registered with PEI Global Partners LLC. PEI Global Partners LLC is a Limited Liability Company formed in Florida on February 27, 2018. The firm is registered in six states, including Florida, Idaho, New York, South Carolina, Tennessee, and Texas. It also holds one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

6

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karsten Schmitz’s Registration & Firm History

FL

10/21/2022 - Present

PEI Global Partners LLC (TAMPA FL)

NY

05/03/2017 - 10/20/2022

ABN AMRO SECURITIES (USA) LLC (NEW YORK NY)

NY

01/21/2011 - 03/28/2017

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/28/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karsten Schmitz.
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