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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karrie? Claim Your ProfileKarrie Grigat Harman is a financial advisor with Cambridge Investment Research Advisors, Inc. in Ormond Beach, FL. Karrie Grigat Harman has been a registered representative in the securities industry since 2001. She has been a registered investment advisor since 2018. Karrie Grigat Harman has passed the Series 6, Series 7, and Series 63 and 66 exams. In addition to Cambridge Investment Research Advisors, Inc., Karrie Grigat Harman has worked for LPL Financial LLC, National Planning Corporation, AIG Financial Advisors, Inc., SunAmerica Securities, Inc., and SunAmerica Capital Services, Inc. Karrie Grigat Harman is a registered representative of Cambridge Investment Research, Inc. and an investment advisor representative of Cambridge Investment Research Advisors, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
FL
04/23/2018 - Present
Cambridge Investment Research Advisors, Inc. (Ormond Beach FL)
FL
11/29/2017 - 04/27/2018
LPL FINANCIAL LLC (PORT ORANGE FL)
FL
10/31/2008 - 11/29/2017
NATIONAL PLANNING CORPORATION (ORMOND BEACH FL)
FL
10/31/2005 - 11/04/2008
AIG FINANCIAL ADVISORS, INC. (ORMOND BEACH FL)
AZ
03/12/2003 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
NJ
12/10/2001 - 03/04/2002
SUNAMERICA CAPITAL SERVICES, INC. (JERSEY CITY NJ)
BOTH
Issued 05/18/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/23/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 12/07/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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