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Karrie Burnham Southall

Riverfront Investment Group, LLC

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About Karrie Burnham Southall

Karrie Burnham Southall is an investment advisor representative with Riverfront Investment Group, LLC. Karrie has been in the securities industry since March 1999. Karrie is registered with the state of Virginia as an investment advisor representative and a broker-dealer. Karrie has passed the Series 7, Series 63, Series 65, SIE and Series 99TO exams. Prior to joining Riverfront Investment Group, LLC, Karrie worked at Wachovia Securities, LLC, First Union Capital Markets Corp., and Branch, Cabell & Co., Inc. Karrie specializes in portfolio management for individuals and investment companies. Karrie also provides investment models to UMA and model delivery platforms.

Firm Information

Karrie Southall is currently registered with Riverfront Investment Group, LLC. Riverfront Investment Group, LLC is an investment advisor based in RICHMOND, VA. They provide portfolio management services to individuals, investment companies, and other clients. They also offer model delivery platforms. The firm manages approximately $751 million in assets for 485 clients.
Riverfront Investment Group, LLC

1214 EAST CARY STREET

RICHMOND, VA 23219

$751.08M

Assets Under Management

10

Total Clients

31

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

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provide investment models to uma and model delivery platforms

Provide investment models to uma and model delivery platforms

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karrie Southall’s Registration & Firm History

VA

06/10/2008 - Present

Riverfront Investment Group, LLC (RICHMOND VA)

VA

10/01/1999 - 06/10/2008

WACHOVIA SECURITIES, LLC (RICHMOND VA)

NC

04/08/1999 - 10/01/1999

FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)

VA

03/24/1999 - 04/08/1999

BRANCH, CABELL & CO., INC. (RICHMOND VA)

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Licenses & Designations

IA

Issued 09/25/2000

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/26/1999

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/23/1999

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karrie Burnham Southall.
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