Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karren? Claim Your ProfileKarren Ciereck Gorney is a financial advisor with over 10 years of experience in the industry. Karren is currently registered with Capfinancial Securities, LLC in Raleigh, North Carolina. Karren holds Series 6, 7, 63 and 66 securities licenses, as well as the SIE exam. Prior to joining Capfinancial Securities, LLC, Karren worked at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NC
03/01/2019 - Present
Capfinancial Securities, LLC (RALEIGH NC)
NC
08/31/2007 - 11/12/2018
FIDELITY BROKERAGE SERVICES LLC (DURHAM NC)
NC
03/22/2007 - 07/19/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MORRISVILLE NC)
BOTH
Issued 05/23/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/04/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2007
Series 7 - General Securities Representative Examination
BC
Issued 03/21/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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