Unclaimed
Karon Graves is a financial advisor who has been in the industry since May 4, 1996. Karon is currently registered with American Global Wealth Management, Inc. and is licensed in Alabama, District of Columbia, Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Texas and Virginia. Karon holds the Series 6, Series 63, and SIE licenses. Prior to joining American Global Wealth Management, Inc., Karon worked at Cambridge Investment Research, Inc., Cape Securities Inc., Dempsey Lord Smith, LLC, ProEquities, Inc., ING Financial Partners, Inc., W.H. Stuart & Associates, USAllianz Securities, Inc. and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
06/02/2020 - Present
American Global Wealth Management, Inc. (McDonough GA)
GA
11/01/2019 - 06/12/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Decatur GA)
GA
06/20/2017 - 11/01/2019
CAPE SECURITIES INC. (Decatur GA)
GA
05/30/2017 - 11/01/2019
AMERICAN GLOBAL WEALTH MANAGEMENT, INC. (MCDONOUGH GA)
GA
06/10/2013 - 05/25/2017
DEMPSEY LORD SMITH, LLC (DECATUR GA)
GA
04/01/2005 - 07/05/2013
PROEQUITIES, INC. (DECATUR GA)
CT
12/04/2002 - 04/12/2005
ING FINANCIAL PARTNERS, INC. (WINDSOR CT)
GA
05/08/2002 - 12/02/2002
W.H. STUART & ASSOCIATES (NORCROSS GA)
MN
09/22/2000 - 12/31/2001
USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)
CA
11/01/1993 - 07/30/1998
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
BC
Issued 11/02/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/29/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Karon Graves is the right advisor for you? Invested Better is here to help.