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Karon Graves

American Global Wealth Management, Inc.

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About Karon Graves

Karon Graves is a financial advisor who has been in the industry since May 4, 1996. Karon is currently registered with American Global Wealth Management, Inc. and is licensed in Alabama, District of Columbia, Florida, Georgia, Maryland, North Carolina, South Carolina, Tennessee, Texas and Virginia. Karon holds the Series 6, Series 63, and SIE licenses. Prior to joining American Global Wealth Management, Inc., Karon worked at Cambridge Investment Research, Inc., Cape Securities Inc., Dempsey Lord Smith, LLC, ProEquities, Inc., ING Financial Partners, Inc., W.H. Stuart & Associates, USAllianz Securities, Inc. and National Planning Corporation.

Firm Information

Karon Graves is currently registered with American Global Wealth Management, Inc.. American Global Wealth Management, Inc. is a corporation formed in February 1977. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

22

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Karon Graves’s Registration & Firm History

GA

06/02/2020 - Present

American Global Wealth Management, Inc. (McDonough GA)

GA

11/01/2019 - 06/12/2020

CAMBRIDGE INVESTMENT RESEARCH, INC. (Decatur GA)

GA

06/20/2017 - 11/01/2019

CAPE SECURITIES INC. (Decatur GA)

GA

05/30/2017 - 11/01/2019

AMERICAN GLOBAL WEALTH MANAGEMENT, INC. (MCDONOUGH GA)

GA

06/10/2013 - 05/25/2017

DEMPSEY LORD SMITH, LLC (DECATUR GA)

GA

04/01/2005 - 07/05/2013

PROEQUITIES, INC. (DECATUR GA)

CT

12/04/2002 - 04/12/2005

ING FINANCIAL PARTNERS, INC. (WINDSOR CT)

GA

05/08/2002 - 12/02/2002

W.H. STUART & ASSOCIATES (NORCROSS GA)

MN

09/22/2000 - 12/31/2001

USALLIANZ SECURITIES, INC. (MINNEAPOLIS MN)

CA

11/01/1993 - 07/30/1998

NATIONAL PLANNING CORPORATION (LOS ANGELES CA)

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Licenses & Designations

BC

Issued 11/02/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/29/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Karon Graves.
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