Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karolyn? Claim Your ProfileKarolyn Maureen Clement is a registered representative with Goldman Sachs & Co. LLC, where she has been employed since June 1, 2018. Karolyn Clement's career in the financial services industry began on June 8, 2015. Prior to joining Goldman Sachs, Karolyn Clement held positions at Charles Schwab & Co., Inc., M. S. HOWELLS & CO. and MERCER ALLIED COMPANY, L.P.. Karolyn Clement has a strong background in financial services, having passed several industry exams, including the Series 63, Series 10, Series 9, SIE, Series 7 and Series 11. She is registered to provide investment advice in 53 states and holds multiple designations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Execution charges, custody, management fee
1
2
NY
06/01/2018 - Present
Goldman Sachs & Co. LLC (COHOES NY)
AZ
01/31/2017 - 03/08/2018
CHARLES SCHWAB & CO., INC. (Phoenix AZ)
AZ
08/19/2016 - 01/20/2017
M. S. HOWELLS & CO. (SCOTTSDALE AZ)
NY
02/11/2015 - 07/25/2016
MERCER ALLIED COMPANY, L.P. (LATHAM NY)
BC
Issued 03/08/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/06/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2015
Series 7 - General Securities Representative Examination
BC
Issued 02/11/2015
Series 11 - Assistant Representative-Order Processing Qualification Exam
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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