Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karolina? Claim Your ProfileKarolina Ellis is a financial professional with over 8 years of experience in the financial services industry. Karolina is currently registered with Cetera Investment Advisers LLC in Virginia. Karolina has previously worked at Securian Financial Services, Inc. and Northwestern Mutual Investment Services, LLC. Karolina holds a Series 6, Series 7, Series 63, and SIE licenses. Karolina also holds the Chartered Financial Consultant designation. Karolina is dedicated to providing financial advice and guidance to individuals and families in the Richmond area.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
08/10/2023 - Present
Cetera Investment Advisers LLC (RICHMOND VA)
VA
11/29/2018 - 08/10/2023
SECURIAN FINANCIAL SERVICES, INC. (Richmond VA)
VA
10/14/2015 - 11/06/2018
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (RICHMOND VA)
BC
Issued 11/20/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/19/2019
Series 7TO - General Securities Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/14/2015
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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