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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karolina? Claim Your ProfileKarolina Ankudowicz Dennis is a financial advisor with Wells Fargo Clearing Services, LLC, a firm with over $500 billion in assets under management. Karolina is registered with FINRA and has been in the industry since 2014. Karolina has experience working with individuals, businesses, and institutions. Karolina's areas of specialization include investments, insurance, and retirement planning. Karolina is committed to providing her clients with personalized financial advice that meets their individual needs. Karolina's previous roles include time at PFS Investments Inc., Aegis Capital Corp. and NYLIFE Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
10/11/2023 - Present
Wells Fargo Clearing Services, LLC (CARLE PLACE NY)
NY
02/15/2020 - 03/07/2022
PFS INVESTMENTS INC. (JACKSON HEIGHTS NY)
NY
11/02/2018 - 01/10/2019
AEGIS CAPITAL CORP. (MELVILLE NY)
MA
01/12/2015 - 02/06/2017
NYLIFE SECURITIES LLC (WALTHAM MA)
MA
06/30/2014 - 10/17/2014
PRUCO SECURITIES, LLC. (NEEDHAM MA)
BC
Issued 07/28/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/18/2018
Series 7TO - General Securities Representative Examination
BC
Issued 02/06/2017
SIE - Securities Industry Essentials Examination
BC
Issued 06/30/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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