Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karo? Claim Your ProfileKaro Lokmanyan is a financial advisor with Wells Fargo Clearing Services, LLC based in GREENWICH, CT. Karo has been in the financial industry since 2009 and has a strong track record of providing investment advice to individuals and businesses. Karo holds licenses including Series 7, Series 9, and Series 66 and is registered in 27 states. Karo has experience with investment consulting services for institutional clients, financial planning, pension consulting, selection of other advisers, portfolio management for businesses and portfolio management for individuals. Karo has also been a President for WELLINGTON COMMONS CONDOMINIUM ASSOCIATES, and a Trustee for a family trust.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
09/15/2020 - Present
Wells Fargo Clearing Services, LLC (GREENWICH CT)
NY
05/30/2014 - 10/06/2020
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
10/14/2010 - 06/24/2014
MORGAN STANLEY (NEW YORK NY)
NJ
06/02/2009 - 08/24/2010
UBS FINANCIAL SERVICES INC. (JERSEY CITY NJ)
BOTH
Issued 09/01/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/01/2009
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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