Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karmen? Claim Your ProfileKarmen Fross is an Investment Advisor Representative with Cetera Investment Advisers LLC. Karmen has over 25 years of experience in the financial services industry and holds Series 7, 24, 63, and 65 licenses. She also has a strong background in financial planning, and provides portfolio management services to individuals and businesses. Karmen has previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, Synergy Investment Group, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, and Smith Barney Inc. She is passionate about helping her clients achieve their financial goals and is committed to providing them with personalized service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
03/21/2024 - Present
Cetera Investment Advisers LLC (GREENSBORO NC)
NC
11/15/2007 - 04/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENSBORO NC)
NC
07/21/2006 - 09/13/2007
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
NC
07/01/2003 - 06/22/2006
WACHOVIA SECURITIES, LLC (GREENSBORO NC)
NY
05/31/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NC
05/28/1998 - 06/13/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
08/27/1996 - 05/15/1998
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 1/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 5/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 8/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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