Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karmen? Claim Your ProfileKarmen D Fross is a financial professional with over 25 years of experience in the financial services industry. Karmen is currently registered with Cetera Investment Advisers LLC in Greensboro, NC. Karmen has a wide range of experience in various financial services firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Synergy Investment Group, LLC, Wachovia Securities, LLC, Prudential Securities Incorporated, Wachovia Securities, Inc., and Smith Barney Inc. Karmen holds several licenses and certifications, including Series 63, Series 65, and Series 7, and is also a Registered Principal. Karmen provides various services to clients, including financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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NC
03/21/2024 - Present
Cetera Investment Advisers LLC (GREENSBORO NC)
NC
11/15/2007 - 04/27/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GREENSBORO NC)
NC
07/21/2006 - 09/13/2007
SYNERGY INVESTMENT GROUP, LLC (CHARLOTTE NC)
NC
07/01/2003 - 06/22/2006
WACHOVIA SECURITIES, LLC (GREENSBORO NC)
NY
05/31/2000 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NC
05/28/1998 - 06/13/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
NY
08/27/1996 - 05/15/1998
SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 01/22/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/27/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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