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Karman Tong

Neuberger Berman BD LLC

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About Karman Tong

Karman Tong is a financial advisor who has been working in the industry since 2006. Karman is currently registered with Neuberger Berman BD LLC and is also registered in 53 states. Previously, Karman worked for several other firms including NEUBERGER BERMAN LLC, HIGHTOWER SECURITIES, LLC, MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, NFP SECURITIES, INC. and VANGUARD MARKETING CORPORATION.

Firm Information

Karman Tong is currently registered with Neuberger Berman BD LLC. Neuberger Berman BD LLC is a Limited Liability Company formed in November 1996. The firm is headquartered in New York, NY. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. They have a team of 1,880 investment advisor representatives and registered representatives. The firm specializes in providing investment advisory services to a variety of clients, including high-net-worth individuals, corporations, and institutions.
Neuberger Berman BD LLC

1290 AVENUE OF THE AMERICAS

NEW YORK, NY 10104

Not reported

Assets Under Management

Not reported

Total Clients

924

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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Fee Structure

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percentage of assets

A percentage of the total value of assets under management is charged.

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Karman Tong’s Registration & Firm History

NY

03/25/2021 - Present

Neuberger Berman BD LLC (NEW YORK NY)

NY

03/02/2015 - 10/11/2016

NEUBERGER BERMAN LLC (NEW YORK NY)

NY

11/22/2013 - 03/19/2014

HIGHTOWER SECURITIES, LLC (NEW YORK NY)

NY

09/12/2011 - 11/26/2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

AR

01/18/2010 - 04/29/2011

NFP SECURITIES, INC. (LITTLE ROCK AR)

NC

09/02/2004 - 08/26/2009

VANGUARD MARKETING CORPORATION (CHARLOTTE NC)

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Licenses & Designations

BOTH

Issued 10/31/2011

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/17/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/01/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Karman Tong.
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