Unclaimed
Karma Nichole Parks is a registered representative with Northern Lights Distributors, LLC. Karma has been in the securities industry since 2006. Karma is licensed to sell securities in Colorado and Nebraska. Karma holds the Series 6, Series 63, and SIE licenses. Karma previously worked for INVESCO DISTRIBUTORS, INC. and OPPENHEIMERFUNDS DISTRIBUTOR, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NE
10/26/2021 - Present
Northern Lights Distributors, LLC (ELKHORN NE)
CO
01/09/2020 - 03/06/2020
INVESCO DISTRIBUTORS, INC. (Centennial CO)
CO
08/26/2004 - 12/12/2019
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CENTENNIAL CO)
BC
Issued 05/01/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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