Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karma? Claim Your ProfileKarma Kai Bohon is a financial advisor registered with Wells Fargo Clearing Services, LLC. Karma has been in the financial industry since 1996. Karma is a registered representative in Colorado and Texas. Karma is also a registered investment advisor in Colorado and Texas. Karma works with a variety of clients, including individuals, businesses, and institutions. Karma provides investment consulting, financial planning, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NM
11/16/2021 - Present
Wells Fargo Clearing Services, LLC (ALBUQUERQUE NM)
CO
05/02/2001 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (DENVER CO)
CA
08/01/2000 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
TX
02/18/1998 - 08/08/2000
FISERV INVESTOR SERVICES, INC. (HOUSTON TX)
IA
12/17/1996 - 02/18/1998
AEGON USA SECURITIES INC. (CEDAR RAPIDS IA)
IA
Issued 06/02/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/07/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/20/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/25/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2000
Series 7 - General Securities Representative Examination
BC
Issued 12/07/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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