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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karlton? Claim Your ProfileKarlton Lewis Derrick is an Investment Advisor Representative at Cetera Investment Advisers LLC. Karlton has been in the industry since 1982 and has held several positions at various firms. Karlton's experience includes working with various client types including high net worth individuals, corporations, and pension and profit-sharing plans. Karlton currently holds a Series 6, 7, 26, and 63 license and is registered in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
06/29/2023 - Present
Cetera Investment Advisers LLC (NEW YORK NY)
NY
08/20/2008 - 02/01/2019
NORTH RIDGE SECURITIES CORP. (new york NY)
NY
11/04/1999 - 08/22/2008
RNR SECURITIES, L.L.C. (EAST MEADOW NY)
CA
02/18/1998 - 10/07/1999
FINANCIAL NETWORK INVESTMENT CORPORATION (EL SEGUNDO CA)
AZ
12/19/1994 - 12/05/1997
ROYAL ALLIANCE ASSOCIATES, INC. (SCOTTSDALE AZ)
NY
11/17/1992 - 12/16/1994
PRIME CAPITAL SERVICES, INC. (POUGHKEEPSIE NY)
NJ
08/20/1982 - 11/10/1992
FIRST INVESTORS CORPORATION (EDISON NJ)
BC
Issued 05/19/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/10/1992
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/22/1999
Series 7 - General Securities Representative Examination
BC
Issued 08/19/1982
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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