Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karla? Claim Your ProfileKarla Williams is a financial professional with over 17 years of experience in the financial services industry. Karla is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. Previously, Karla was employed with Morgan Stanley and Citigroup Global Markets Inc. Karla holds a Series 7, Series 63, and SIE licenses. Karla has a strong track record of providing financial advice to a wide range of clients, including individuals, families, businesses, and institutions. Karla's areas of expertise include portfolio management, financial planning, and retirement planning. Karla is committed to providing her clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MI
06/28/2018 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (BLOOMFIELD HILLS MI)
MI
06/01/2009 - 05/14/2018
MORGAN STANLEY (TROY MI)
MI
03/17/2008 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (TROY MI)
MI
11/16/2007 - 03/10/2008
MORGAN STANLEY & CO., INCORPORATED (ROCHESTER MI)
MI
03/07/2007 - 11/08/2007
CITIGROUP GLOBAL MARKETS INC. (BLOOMFIELD HILLS MI)
BC
Issued 06/08/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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