Unclaimed
Karla Horn is a financial advisor with Artisan Partners Distributors LLC. Karla has been in the financial services industry since May 2, 1999. Prior to joining Artisan Partners Distributors LLC, Karla worked at Fidelity Distributors Company LLC, Fidelity Brokerage Services LLC, Highmark Funds Distributors, Inc., Transamerica Capital, Inc., John Hancock Funds, LLC, Victory Capital Advisors, Inc., McDonald Investments Inc., Phoenix Equity Planning Corporation, and Adviser Dealer Services, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
WI
06/07/2022 - Present
Artisan Partners Distributors LLC (MILWAUKEE WI)
RI
05/24/2016 - 02/02/2021
FIDELITY DISTRIBUTORS COMPANY LLC (SMITHFIELD RI)
IL
09/06/2012 - 04/07/2016
FIDELITY BROKERAGE SERVICES LLC (CHICAGO IL)
ME
05/12/2010 - 11/22/2011
HIGHMARK FUNDS DISTRIBUTORS, INC. (PORTLAND ME)
CO
11/12/2008 - 04/08/2010
TRANSAMERICA CAPITAL, INC. (DENVER CO)
MA
04/26/2004 - 08/29/2008
JOHN HANCOCK FUNDS, LLC (BOSTON MA)
OH
01/02/2004 - 04/12/2004
VICTORY CAPITAL ADVISERS, INC. (BROOKLYN OH)
OH
01/15/2003 - 12/31/2003
MCDONALD INVESTMENTS INC. (CLEVELAND OH)
CT
05/22/2000 - 12/12/2002
PHOENIX EQUITY PLANNING CORPORATION (HARTFORD CT)
OH
04/20/1999 - 04/12/2000
ADVISER DEALER SERVICES, INC. (DUBLIN OH)
IL
07/08/1996 - 03/31/1999
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
IA
Issued 07/13/2015
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/05/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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