Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Karla? Claim Your ProfileKarla Renee Pemberton is a financial advisor with Ameriprise Financial Services, LLC, a large financial services firm. Karla has been in the financial services industry since November 16, 2005, and has a broad range of experience. Karla has held previous positions at M Holdings Securities, Inc., Umpqua Investments, Inc., Banc of America Investment Services, Inc., Wells Fargo Investments, LLC, and AXA Advisors, LLC. Karla is licensed in several states including Alaska, Arizona, California, Colorado, Connecticut, Georgia, Idaho, Illinois, Michigan, Nevada, New Mexico, New York, Oregon, Tennessee, Texas, Virginia, Washington, and Wisconsin. Karla is also a registered representative with FINRA and the Securities Industry and Financial Markets Association (SIFMA). Karla has a deep understanding of the financial markets and is committed to providing her clients with personalized financial advice. Karla is also dedicated to serving her community.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OR
01/23/2019 - Present
Ameriprise Financial Services, LLC (Portland OR)
OR
04/18/2013 - 04/12/2016
M HOLDINGS SECURITIES, INC. (PORTLAND OR)
OR
08/28/2009 - 04/10/2013
UMPQUA INVESTMENTS, INC. (PORTLAND OR)
OR
05/11/2006 - 09/03/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (PORTLAND OR)
OR
01/25/2006 - 04/24/2006
WELLS FARGO INVESTMENTS, LLC (WEST LINN OR)
NY
07/07/2005 - 10/14/2005
AXA ADVISORS, LLC (NEW YORK NY)
BOTH
Issued 07/19/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/26/2015
Series 53 - Municipal Securities Principal Examination
BC
Issued 05/13/2013
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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